Founded in 2007, RQC Group was built to provide investment managers with integrated UK and US regulatory support. This dual-jurisdictional approach enables firms to grow with confidence whilst meeting regulatory obligations across markets.
Trusted by over 300 firms for regulatory solutions that are practical, strategic and built for business.
Today, our elite team of compliance specialists supports over 200 clients and hosts more than 100 firms through our regulatory platform, operating from offices in London and New York. Whether your requirements are straightforward or complex, our priority is delivering pragmatic, client-focused solutions – never driven by upselling, always by what’s in your best interests.
Our commitment to tailored advice and excellent client service ensures that your firm always receives our best possible support.
Our mission
Our mission is to be the leading compliance consultancy for investment managers, delivering best-in-class expertise through a team of passionate, highly experienced professionals.
Our vision
Our vision is to lead the compliance consulting industry in the UK and US by empowering clients to achieve long-term success through expert guidance and commercially focused, pragmatic advice.
Who we work with
We work with a diverse range of investment managers, many of whom have partnered with us for years. Our strongest referrals come from satisfied clients – a testament to the personal, high-touch service we’re known for. We take a distinctive approach to compliance, so ask your peers or service providers about us – chances are, they already know who we are.
- Investment Managers
- Wealth Managers
- Private Debt
- Corporate Finance
- Fund Managers
- Hedge Funds
- Fund of Funds
- Venture Capital
- Advisory & Marketing
- Proprietary Traders
- Introductory Services
- Family Offices
- Private Equity
- Asset Managers
- Brokers
Our values
Trust
We build lasting relationships through honesty, transparency, accountability and fairness – earning trust by consistently doing what we say we will.
Connection
We create a collaborative, respectful culture where people feel valued, supported and empowered to succeed together.
Inclusion
We champion diversity and inclusion, fostering an environment where every voice is heard and every individual feels they belong – enriching our culture and strengthening our impact.
Integrity
We act with integrity at all times – doing the right thing, the right way, for the right reasons, without exception.
Meet the team
Behind RQC Group’s reputation for excellence is a team of specialists who bring extensive regulatory knowledge, commercial acumen and a hands-on, pragmatic approach. With decades of combined experience across UK and US markets, our consultants, leadership and support teams work closely with clients to deliver the high standards of service we’re known for.
From technical insight to strategic guidance, these are the people who make compliance a competitive advantage.
